Group One Trading
  • 08-Dec-2020 to Until Filled (CST)
  • Compliance
  • Chicago, IL, USA
  • Full Time

About Group One

Group One is a specialist and market maker across every US equity option exchange group (CBOE, NYSE, NASDAQ, MIAX, BOX). With 30 years since our founding, Group One has grown into one of the largest, privately held options trading firms in the United States. We maintain a floor presence in Chicago, New York, San Francisco, and Philadelphia, and we have specialist posts in New York and Chicago. Our traders provide competitive liquidity across a broad range of securities by managing portfolios of several hundred issues and simultaneously streaming quotes across multiple exchanges.

Group One is committed to creating a diverse environment and is proud to be an equal opportunity employer. At Group One, we value transparency and collaboration coming from unique perspectives and backgrounds. We strive to create a workplace in which all employees have an opportunity to participate and contribute to the success of the business.

We offer competitive compensation, including a performance-based bonus and comprehensive benefits, paid vacation, fresh fruit and snacks daily, casual dress environment, social events, and more!


Position Summary

We are seeking a Compliance Associate whose responsibilities will consist of legal research, (particularly pertaining to the different Exchanges Rules and Regulations); supporting in data reviews for potential rule violations, assisting in all aspects of project work and administrative tasks such as filing, data input and other miscellaneous requests of the Chief Compliance Officer.

The ideal candidate will possess strong skills in the following areas:

  • Responding to regulatory inquiries
  • Daily/Monthly/Quarterly/Yearly reporting to SEC and various SROs
  • Licensing/Exam Scheduling
  • Annual compliance training


General Requirements

  • Excellent interpersonal skills combined with superior written and oral communication skills
  • Highly organized, able to effectively research and problem solve
  • Ability to effectively communicate and collaborate with colleagues across different functional groups and locations


 Education and Experience

We invite candidates from varied educational backgrounds including current law school students or recent graduates. We seek a candidate interested in working in the Finance industry and supporting an established derivatives trading firm. The individual in this role will need to pass the Series 7 and Series 24.

Group One Trading
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